In the
aftermath of the New York Times's illegal disclosure of
surveillance by the National Security Agency, the Senate now debates
whether to amend the Foreign Intelligence Surveillance Act (FISA),
the law that formulates a procedure for the president to obtain
warrants to wiretap foreign individuals and entities within the
United States. The senators claim they are considering such
legislation not to bury the NSA program, but to save it. It's time
for a legal primer on the Constitution and national security law.
In Article II, the Constitution establishes
the president as commander in chief. As such he has inherent
authority to conduct warrantless surveillance for the purpose of
acquiring foreign intelligence information. He does not have the
authority to close banks, seize steel mills, or raise our taxes; he
does have it to get battlefield information about an enemy who has
killed thousands of us on our soil and threatens to do so again.
No court opinion denies this constitutional
authority to the president. All federal appellate courts that have
considered the issue, including the FISA appeals court, have
recognized such authority. The Supreme Court, over three decades
ago, emphatically specified in the Keith case that it would leave
this issue to another day. In doing so, the Court provided a clear
indication that foreign surveillance is not domestic surveillance.
The Keith Court held that the president
does not have authority to conduct warrantless searches of entities
that are "domestic," i.e., where "[t]here is no evidence of any
involvement, directly or indirectly of a foreign power." This
decision, the Court stressed, makes "no judgment on the scope of the
president's surveillance power with respect to the activities of
foreign powers, within or without this country." (Emphasis added.)
Keith made clear that "domestic" wiretapping is a legal term of art
that does not turn on whether the surveillance takes place in the
United States. Media misuse of that term to characterize the NSA
surveillance, where one party is foreign and linked to al Qaeda,
indicates an absence of legal sophistication or an attempt to
prejudice the issue, or both.
Post-Keith appellate decisions, before and
after the 1978 FISA statute, uphold the president's inherent
constitutional authority for warrantless acquisition of foreign
intelligence information.
In 1973, the U.S. Circuit Court of Appeals
for the Fifth Circuit relied on one of its previous decisions in
holding that it "reaffirms . . . the President may constitutionally
authorize warrantless wiretaps for the purpose of gathering foreign
intelligence." The court cited a Federalist Papers theme as "buttress[ing]"
its decision: "the President must take great care to safeguard the
nation from possible foreign encroachment."
In 1974, the majority of the entire Third
Circuit (sitting en banc) considered a challenge to an espionage
conviction where warrantless surveillance had not only been carried
out by the president but also used at trial. In affirming the
conviction, the court stated, "The importance of the President's
responsibilities in the foreign affairs field requires the judicial
branch to act with the utmost care when asked to place limitations
on the President's powers in that area. As Commander-in-Chief, the
President must guard the country from foreign aggression, sabotage,
and espionage."
Significantly in this case, there was a
statute (not FISA) prohibiting anyone, including government
personnel, from monitoring communications. The court noted that
Congress had given "little or no discussion" of whether the statute
had any bearing on the "President's constitutional duties as
Commander-in-Chief and as administrator of the nation's foreign
affairs." Had Congress done so, it "would have recognized," said the
Court, "that any action by it that arguably would hamper . . . the
President's effective performance of his duties in the foreign
affairs field would have raised constitutional questions."
In 1980, the Fourth Circuit considered the
issue of warrantless surveillance after FISA was passed. However,
because the wiretapping had taken place prior to FISA's enactment,
the government had to rely on the constitutional basis to uphold the
warrantless surveillance. The Carter Justice Department argued that
it did not seek a warrant in the spy investigation because there is
a "foreign intelligence" exception to the Fourth Amendment warrant
requirement. In fact, Carter's legal shop claimed this exception
applied if the surveillance "is to any degree directed at gathering
foreign intelligence." (Emphasis added.) Perhaps the former
president forgot his prior legal position when he decried
warrantless searches at Coretta Scott King's funeral. Although the
Court rejected Carter's expansive definition of foreign
intelligence, it upheld the national security exception to the
warrant requirement.
The Fourth Circuit explained that a warrant
in the area of foreign intelligence would "add a procedural hurdle"
that could increase the "chance of leaks" and "delay executive
response to foreign intelligence threats." Such threats "require the
utmost stealth, speed, and secrecy."
Although it did not have to do so to reach
its decision, the Fourth Circuit discussed FISA, stating it
requires, "prior judicial approval for some foreign intelligence
surveillance." The act, though, "does not . . . transport" the
warrant requirement "unaltered into the foreign intelligence field."
Thus, after passage of FISA, this court took great pains to stress
that a FISA warrant is not the only legal method for the president
to obtain foreign intelligence.
Most significantly, in 2002, the FISA
appellate court cited the Fourth Circuit case saying, "The Truong
court, as did all other courts to have decided the issue, held that
the President did have inherent authority to conduct warrantless
searches to obtain foreign intelligence information. . . . We take
for granted that the President does have that authority and,
assuming that is so, FISA could not encroach on the President's
constitutional power."
So there is the rub. Under established case
law, parts of FISA are unconstitutional in so far as they prohibit
or limit the president's constitutional authority to collect foreign
intelligence information.
There is an important rule of judicial
review. Courts do not like to declare laws unconstitutional and will
attempt to find language that "saves" them. That rule brings us to
the president's arguing that the congressional resolution giving the
president the Authority to Use Military Force (AUMF) permits him to
wiretap consistent with FISA. In an irony too scrumptious to resist
pointing out to the critics, the president's argument is an attempt
to save FISA from being declared unconstitutional.
A little statutory history is required to
understand this legal argument. When Congress passed FISA it
contained two contradictory statements: (1) FISA and the criminal
wiretap statute were the "exclusive means" by which there could be
interception of wire and oral communications, and (2) a person is
guilty of a crime if he intentionally "under color of law" (which is
how the president does it) obtains foreign intelligence information,
unless he is "authorized by statute." Like it or not, that's how
laws get passed. Each side gets something. Those against any
wiretapping got the gift of limiting the conduct to those two laws;
proponents got the gift of an exception to that limitation: some
other law.
There has been ill-informed criticism of
the president's use of the broad language of the Authorization to
Use Military Force ("use all necessary and appropriate force
against" those responsible for 9/11) to support the argument that
Congress passed a law that fits that FISA exception. For example,
George Will groused recently in the Washington Post that the
administration "incoherently argue[s] that the AUMF . . . authorized
the NSA surveillance." Yet in the 2004 Hamdi case, a majority of the
Supreme Court agreed with the president's argument.
Hamdi was an American citizen captured on
the battlefield in Afghanistan and detained in the United States as
an enemy combatant, meaning he was imprisoned but not charged with a
crime. Hamdi argued he should be freed because there is a law
mandating that "no citizen" shall be imprisoned unless there is an
Act of Congress. There is no such act, claimed Hamdi. But five of
the Supreme Court justices agreed that the AUMF could have such a
broad reading. "[I]t is of no moment that the AUMF does not use
specific language of detention. Because detention to prevent a
combatant's return to the battlefield is a fundamental incident of
waging war," the words "necessary and appropriate force" were a
clear congressional authorization to detain Hamdi, according to
Justice O'Connor's rather coherent opinion. No one can seriously
argue that obtaining foreign intelligence information about the
enemy is not a "fundamental incident of waging war."
An amendment to FISA would be nice as a
political matter--the two branches in agreement and all those warm
good feelings. But it is not necessary legally for the
constitutional health of the NSA program.
Victoria Toensing, a founding partner of
diGenova & Toensing, is a former Justice Department official and
chief counsel for the Senate Intelligence Committee. |